Associate in England - London, United Kingdom

at RBC Wealth Management

Banking / Financial Services
Financial Services
Minimum Qualification
Bachelor's Degree
Required Experience
10 - 15 years
Employment Type
Full Time
Male or Female

Job Description

Assist in the management and administration of authorised credit and transactional risk limits for various group of fund relationships including regulated mutual funds, pension funds, trusts, endowments, etc.

Support the development of transaction solutions proposed by managers (including structuring, amount and term) and provide assistance in the preparation of transaction requests.

Maintains relationships with RBC Capital Markets sales and trading professionals and counterparties to ensure client needs are met on a timely basis including addressing credit requirements as necessary.

Ensure all limit systems are properly recording all approvals and help in the preparation of timely management information reports as required


Timely preparation of transaction requests in support of RBC Capital Markets credit intensive trading activities with global asset managers on behalf of the funds they manage

Understand and assess client investment strategies from a risk perspective

Annual reviews of trading counterparties (incl regulated mutual funds, pension funds, trusts, endowments, etc).

Maintenance and accuracy of trading limit data with CCMS and all RBC Capital Market limit systems

Compliance reporting

Participate in KYC process

Completion of assigned projects and other duties in an efficient and effective manner that supports business initiatives

Maintain a strong understanding of RBFG trading policies and guidelines

Initiate and maintain contact with trading professionals, Group Risk Management, Global Middle Office and RBC Law Group

Understand and assist in negotiating supporting trading documentation including ISDA, PSA and IFEMA  


Understanding and knowledge of fund industry and securities regulations governing funds

Familiarity and basic understanding of RBC trading products including FX, swaps and securities finance

Knowledgeable of the RBC global network and capabilities and understanding of and ability to interpret RBC credit processes, standing orders and credit policies

Understanding of trading documentation

Advanced data and computer management skills including proficiency with Excel

Self starter with strong organizational and time management skills

Ability to establish priorities and manage tasks with accompanying attention to detail

Ability to interpret, explain and communicate opinions and recommendations using strong verbal and written skills 

Problem solving skills.

Minimum: Honours, B.A. or B. Comm.

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