Compliance Analyst in United States

at a Confidential Company

Banking / Financial Services
Minimum Qualification
Bachelor's Degree
Required Experience
Entry Level
Employment Type
Full Time
Male or Female
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Job Description

Compliance Analyst Job Description

*Maintains legal and regulatory compliance by researching and communicating requirements; obtaining approvals.

Compliance Analyst Job Duties and Responsibilities

* Researches regulations by reviewing regulatory bulletins and other sources of information.

* Compiles information by coordinating rate deviation filings; maintaining updated rate matrices; providing overviews of product disclosures.

* Keeps other departments abreast of requirements by researching regulatory and filing information; writing and communicating guidelines.

* Obtains approvals by revising forms and rates.

* Prepares reports by collecting, analyzing, and summarizing information.

* Maintains rapport with regulatory personnel by arranging continuing contacts; resolving concerns.

* Maintains quality service by establishing and enforcing organization standards.

* Maintains professional and technical knowledge by attending educational workshops; reviewing professional publications; establishing personal networks; benchmarking state-of-the-art practices; participating in professional societies.

* Contributes to team effort by accomplishing related results as needed.

Skills and Qualifications

Legal Compliance, Thoroughness, Client Relationships, Informing Others, SFAS Rules, Research Skills, Reporting Research Results, Building Relationships, Coordination, Audit, General Maths Skills.
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