Financial Markets Compliance Officer, MENA in Dubayy [Dubai], United Arab Emirates

at Standard Chartered Bank

Banking / Financial Services
Investment Banking
Minimum Qualification
Bachelor's Degree
Required Experience
1 - 3 years
Employment Type
Full Time
Male or Female

Job Description

•Primary compliance contact for the Financial Markets businesses operating in the UAE and MENA region; 
•Advise these businesses on the application of relevant rules, and the applicable regulation in MENA countries (in liaison with the Country Compliance teams);
•Help the businesses adhere to the bank’s control framework, and overall strategic intent; 
•Liaise with business management with respect to a ‘risk based’ approach to the monitoring of their activities from a regulatory perspective; 
•Represent Compliance on relevant internal and external committees; 
•Review regulatory and bank requirements as they relate to the trading of new products in or into MENA; 
•Develop and deliver Compliance Training as needs are identified; and
•Work with Compliance colleagues, and other Support and Control stakeholders, in delivering (and closing out) required investigatory work. 


•Relevant experience in financial services function, with a strong preference for someone with Compliance background, in a wholesale, or investment banking environment; 
•Good understanding of financial markets products, particularly as they relate to foreign exchange and derivatives; 
•Experience of dealing with Sales and Trading staff on a daily basis, from line staff to Senior Management level; 
•Exposure to a variety of cross border situations would be beneficial. 

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