The role holder will be involved in the processing and approval of business relationships. This position will involve:
Liaison with business relationship owners to clarify the scope of the proposed relationship.
Searching in house databases to determine existing relationships.
Undertaking a first level analysis to determine whether the relationship is permissible in accordance with EYG and external regulations.
Liaison with senior management within the Independence Team to conclude permissibility.
Production of daily statistics to be distributed to senior management.
Audit Engagement Acceptance checks.
Testing of the firm’s web based independence training.
Ad hoc independence or risk related projects.
Whilst the primary role is to process new business relationship checks, the incumbent may also be asked to assist in other tasks including: