Regulatory Policy And Assurance Analyst (41521) in England - London, United Kingdom

at RBC Wealth Management

Banking / Financial Services
Minimum Qualification
Bachelor's Degree
Required Experience
5 - 7 years
Employment Type
Full Time
Male or Female
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Job Description

Assessment and communication of regulatory rules changes (EBA, BCBS, PRA and FCA) and impact on existing and new business initiatives' to business partners and key stake holders.


Assist in interpretation and provision of policy guidance on all aspects of PRA / FCA and EBA rules on Capital and Liquidity and related standards (GENPRU, BIPRU, SYSC and equivalent EBA standards) on existing and new business initiatives

Monitor and communicate regulatory developments (Basel, EU and FSA) to identify risks and themes e.g. Basel III and CRD4

Participate in industry (BBA, AFME) discussions regarding regulatory change.

Liaise with international colleagues to ensure consistency of approach globally.

Report to senior management, business and support groups on regulatory impact of business initiatives and developments.

Maintenance and update of regulatory policies and assisting co-ordination of updating credit, market and liquidity policies maintained by the Risk function.

Provide oversight and direction to members of the regulatory reporting and regulatory change management teams

Periodic review and assurance of regulatory reporting returns produced by the Reporting team.

Provide technical IFRS accounting input into new businesses requests.

Provide guidance on accounting policy to Financial Control.


Supporting all London businesses through effective management of regulatory framework changes and accurate FSA reporting.

This role is high impact, as global regulatory standards for banks are becoming increasingly more complex and fluid.



Incumbent is based in a high volume, working environment

The role requires an individual who can work under pressure to meet tight deadlines - which may involve some longer hours and weekend work.



Solid Experience in Investment Banking firm experience and in-depth knowledge of FSA rules and regulatory requirements

Up to date knowledge of the various regulatory framework changes at the global, European and national UK level

Have undertaken or is currently in a similar role at a peer firm, either from industry or the accounting practice.

Accounting qualification (ACA/CIMA/ACCA)


Attendance at Industry group forums BBA, AFME

ICAAP and ILAS experience

Familiarity of risk management policies and processes 



Good communication skills (written and verbal)

Ability to manage a team

Possess strong inter-personal, negotiating and influencing skills

Ability to work under pressure to meet tight deadlines

Attention to detail and good organisation skills

Effective senior management presentation and communication capabilities

Team player

Working on own initiative

Problem solving


Capital Markets product knowledge

Strong analytical skills together with report writing and excel spreadsheet capabilities

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