To help develop and maintain the strategic audit plan for the Group Functions and Risk audit team across the Group.
To oversee the execution and delivery of the regional audit plan, with a specific responsibility for Group Compliance, Group Financial Crime Risk and Group Legal (L&C)
To provide assurance as needed to Group senior management that the processes and controls by means of which the business is managed are appropriate to the task and functioning effectively.
Audit planning – manage audits across the region, including taking part in key L&C audits
Contribute to Global Product/ Function Risk Assessment
Provide inputs for updates of Master Risk Control Matrix
Manage engagement with Regional Product/ Function stakeholders
Attend Regional level Audit Report Review Committees (for relevant audits)
Provide inputs for Global Product/ Function permanent audit file
Review all Product/ Function audit reports
Regional themes – contribute to creating Group level themes.
Carry out QA on audit work relating to the product/ function.
Contribute to training
Carry out continuous monitoring and testing across the region
Experienced career internal auditor or business person who is a deep subject matter expert in Regulatory or Financial Crime Risk and working knowledge of legal risk.
Strong communicator with an ability to influence.
Highly credible with their counterparts in the business.
Up to date with developments within their area of expertise, notably financial crime and regulatory developments in UK, USA, and Core Asia and Middle East markets.
Ability to work with minimal direction.
Demonstrates understanding of and commitment to the Group’s core values.
Professional audit certification encouraged.
Ability to commit to up to 25% business travel.