Head Of OCC & TB Audit Full Time
Standard Chartered Bank

Dubayy [Dubai], United Arab Emirates | Bachelor's Degree | 5 - 7 years | Full Time | Male or Female | Banking / Finance / Insurance | Banking / Financial Services

Job Summary
  • Develop and maintain the strategic audit plan for WB OCC and TB Business
  • Oversee the execution of the audit plan
  • Provide assurance as needed to senior managers of the Group that the processes and controls are appropriate and functioning effectively.
Job Responsibilites


  • Maintain effective, value added communication with stakeholders and influence change
  • Visit significant countries consistent with their risk profile.

Risk Assessment

  • Ensure early identification and escalation of risks, issues, trends and developments to relevant stakeholders. Be prepared to raise issues/concerns outside the normal audit process
  • Adopt a more anticipatory approach to risk assessment through stakeholder communication to improve audit planning
  • Facilitate and monitor the implementation / delivery of the agreed audit plan as assigned; understanding the key audit issues arising and escalating any significant audit findings that remain unresolved
  • Holistic approach to the assessment of risks and development of audit plan / strategy
  • Attend PGC and be an active voice. Ensure risks are appropriately identified and action plans appropriate. Communicate issues to relevant parties

Audit Process

  • Contribute to the development of the overall GIA audit plan and approach, based on inherent risks/ knowledge of the business and countries concerned. Provide input on specific Governance audit requirements
  • Through engagement with RHOA and CHOA ensure that local audits required by regulations are scheduled appropriately
  • Be engaged in Audit Planning, TOR’s, ROF’s, debriefs and input on audit reports for each individual audit and ensure country teams are aligned in the process
  • Ensure appropriate reliance on local country audit work undertaken and reviews by risk type owners such as Credit and Compliance
  • Participate and TM or TL audits as considered appropriate.


  • Maintain effective relationships with key regulators and provide input/assistance on developing their  audit approach as required;
  • Monitor regulatory audits providing input into scope and being involved in the discussions on findings. Ensure communication of findings/issues to all relevant stakeholders


  • Proactively talent spot for GIA through engagement with the business;
  • Identify and recommend potential guest auditors
  • Provide in-country support / guidance (mentoring) to GIA team;
  • Support the team with HR issues (recruitment, compensation etc.) as requested
Job Requirements

-Knowledge of OCC / TB products and policies
-Knowledge of external regulatory and risk environment
-Relevant Professional qualifications preferred

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